1National Health Care Institute, Diemen, The Netherlands
2Department of Health, Ethics and Society, School CAPHRI, Maastricht University, Maastricht, The Netherlands
3Ecorys Nederland, Sector Health, Rotterdam, The Netherlands
4The Norwegian University of Science and Technology (NTNU), Gjøvik, Norway
5University of Oslo, Oslo, Norway
Abstract
The article by Daniels and colleagues on expanding the scope of health technology assessment (HTA) to embrace ethical analysis has received endorsement and criticism from commentators in this journal. Referring to this debate, we examine in this article the extent and locus of ethical analysis in HTA processes. An expansion/no-expansion framing of HTA is, in our view, not very fruitful. We argue that meaningfulness and relevance to the needs of the population are what should determine the extent of ethics in HTA. Once ‘relevance’ is the guiding principle, engaging in ethical analysis becomes inevitable as values are all over the place in HTA, also in how assessors frame research questions. We also challenge dividing the locus of ethical analysis into assessment and appraisal as this would detach HTA from its purpose, ie, supporting legitimate decision-making. Ethical analysis should therefore be considered integral to the HTA process.
Daniels N, Porteny T, Urrutia J. Expanded HTA: enhancing fairness and legitimacy. Int J Health Policy Manag. 2016;5(1):1-3. doi:10.15171/ijhpm.2015.187
Culyer AJ. HTA - algorithm or process? Comment on "Expanded HTA: enhancing fairness and legitimacy." Int J Health Policy Manag. 2016;5(8):501-505. doi:10.15171/ijhpm.2016.59
Jansen MP, Helderman JK, Boer B, Baltussen R. Fair processes for priority setting: putting theory into practice: Comment on "Expanded HTA: enhancing fairness and legitimacy." Int J Health Policy Manag. 2017;6(1):43-47. doi:10.15171/ijhpm.2016.85
Syrett K. Expanded HTA, legitimacy and independence: Comment on "Expanded HTA: enhancing fairness and legitimacy." Int J Health Policy Manag. 2016;5(9):565-567. doi: 10.15171/ijhpm.2016.75
Sandman L, Gustavsson E. Beyond the black box approach to ethics: Comment on "Expanded HTA: enhancing fairness and legitimacy." Int J Health Policy Manag. 2016;5(6):393-394. doi:10.15171/ijhpm.2016.43
Byskov J, Maluka SO, Marchal B, et al. The need for global application of the accountability for reasonableness approach to support sustainable outcomes: Comment on "Expanded HTA: enhancing fairness and legitimacy." Int J Health Policy Manag. 2016;6(2):115-118. doi:10.15171/ijhpm.2016.106
Hofmann B, Cleemput I, Bond K, et al. Revealing and acknowledging value judgments in health technology assessment. Int J Technol Assess Health Care 2014;30(6):579-586. doi:10.1017/S0266462314000671
DeJean D, Giacomini M, Schwartz L, Miller FA. Ethics in Canadian health technology assessment: a descriptive review. Int J Technol Assess Health Care. 2009;25:463-469.
Droste S, Gerhardus A. [Ethical aspects of short health technology assessments: a systematic review]. Z Arztl Fortbild Qualitatssich. 2003;97:711-715.
Daniels N, van der Wilt GJ. Health technology assessment, deliberative process, and ethically contested issues. Int J Technol Assess Health Care 2016;32(1-2):10-15. doi:10.1017/S0266462316000155
Arellano LE, Willett JM, Borry P. International survey on attitudes toward ethics in health technology assessment: an exploratory study. Int J Technol Assess Health Care. 2011;27:50-54.
Garrido MV, Gerhardus A, Rottingen JA, Busse R. Developing health technology assessment to address health care system needs. Health Policy. 2010;94:196-202.
Grunwald A. The normative basis of (health) technology assessment and the role of ethical expertise. Poiesis & Praxis. 2004;2:175-193.
Hofmann B. On value-judgements and ethics in health technology assessment. Poiesis & Praxis. 2005;3:277-295.
Ashcroft RE. Health technology assessment. In: Chadwick R, ed. Encyclopaedia of Applied Ethics. 2nd ed. Oxford: Elsevier; 2012:556-565.
Baltussen R, Jansen MP, Mikkelsen E, et al. Priority setting for universal health coverage: we need evidence-informed deliberative processes, not just more evidence on cost-effectiveness. Int J Health Policy Manag. 2016;5(11):615-618. doi:10.15171/ijhpm.2016.83
Husereau D, Henshall C, Sampietro-Colom L, Thomas S. Changing health technology assessment paradigms? Int J Technol Assess Health Care. 2016;32(4):191-199. doi:10.1017/S0266462316000386
Culyer AJ. Deliberative processes in decisions about health care technologies: combining different types of evidence, values, algorithms and people. London: Office of Health Economics; 2009.